Wiley Richard Gardner

Current Employers

Employment History

• 03/2015 → Present
  Raymond James And Associates
  Mandeville, LA

Previous Registrations

• 2006-02-13 → 2015-03-23
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Mandeville, LA

Other Businesses

(1)Name of Business: Address: 305 Garden Ave, Mandeville, LA, 70471, United States Activity Type: Business Owner Position/Title: Other Investment Related: No Start Date: 12/11/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am the manager of the single-member, manager-managed LLC owned wholly by Forge Trust Co Cust FBO Wiley Gardner Roth IRA. The LLC accepts capital contributions from its owner which are then invested in alternative assets that are eligible for favorable tax treatment in a Roth, but that aren't available through conventional brokerage accounts. As the manager, I am responsible for making the actual investments once the capital contributions have been made. (2)Name of Business: Master Gardner LLC Address: 305 Garden Ave, Mandeville, LA, 70471, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 06/26/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner/ managerPay all expenses associated with this property including maintenance.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-04-08
• S63 Uniform Securities Agent State Law Examination
  1983-08-24