Raymond Lear Bening

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/1986 → Present
  Princor Financial Services Corporation
  Des Moines, IA
• 07/1998 → Present
  Principal Life Insurance Company
  Des Moines, IA
• 04/1999 → Present
  Bening Financial Organization, Inc
  Des Moines, IA

Previous Registrations

• 1999-04-05 → 2007-04-24
  Kestra Investment Services, Llc
  Demoines, IA
  Des Moines, IA

Other Businesses

*OUTSIDE INSURANCE, SELLING FIXED LIFE INSURANCE THROUGH VARIOUS CARRIERS, 10/31/14. ***Brenton Arboretum; Not Investment Related; 25141 250th St, Dallas Center, IA 50063; Board Member; Volunteer board. Discuss policy on running arboretum, membership development.; Start Date: 11/01/2017; 2 hrs per month; 2 during trading hours.

Exams

• S63 Uniform Securities Agent State Law Examination
  1989-06-26

Other Names

• Ray Bening
• Raymond Lear Beniwg