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Jeffrey W Stephens

Mma Securities LLC

San Diego, CA

Walnut Creek, CA

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Current Employers
Mma Securities Llc

1166 Avenue Of The Americas, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-08-01
CO RA APPROVED 2018-08-01
WA RA APPROVED 2018-08-01
  • CA RA
    APPROVED
    Since 2018-08-01
  • CO RA
    APPROVED
    Since 2018-08-01
  • WA RA
    APPROVED
    Since 2018-08-01

Branch Locations

9171 Towne Centre Drive Suite 100, San Diego, CA 92122 • United States

1340 Treat Boulevard Suite 250, Walnut Creek, CA 94597 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valmark Securities, Inc. Akron OH 07/2014 Present
Valmark Advisers, Inc. Akron OH 07/2014 Present
Sdm Advisors, Llc San Francisco CA 07/2014 Present
Mma Securities San Francisco CA 08/2018 Present
Valmark Securities San Francisco CA 07/2014 07/2018
  • 07/2014 → Present
    Valmark Securities, Inc.
    Akron, OH
  • 07/2014 → Present
    Valmark Advisers, Inc.
    Akron, OH
  • 07/2014 → Present
    Sdm Advisors, Llc
    San Francisco, CA
  • 08/2018 → Present
    Mma Securities
    San Francisco, CA
  • 07/2014 → 07/2018
    Valmark Securities
    San Francisco, CA
Previous Registrations
  • 2014-08-22 → 2018-09-28
    Sdm Advisors, Llc
    San Francisco, CA
    Menlo Park, CA
  • 2014-07-31 → 2018-08-01
    Valmark Advisers, Inc.
    San Francisco, CA
  • 2011-03-02 → 2014-07-31
    Financial Telesis Inc
    San Rafael, CA
    Moraga, CA
  • 2009-03-23 → 2011-03-03
    Arete Wealth Advisors, Llc
    Chicago, IL
  • 2009-01-13 → 2009-03-19
    Private Wealth Advisors, Inc.
    Sonoma, CA
  • 2006-07-31 → 2008-12-31
    Private Consulting Group, Inc.
    San Francisco, CA
    Sonoma, CA
  • 1998-11-23 → 2006-08-07
    Kestra Investment Services, Llc
    Sonoma, CA
    Sonoma, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-11-09
S63 Uniform Securities Agent State Law Examination 1986-03-12
  • S65 Uniform Investment Adviser Law Examination
    1998-11-09
  • S63 Uniform Securities Agent State Law Examination
    1986-03-12
Designations
Other Names
  • Jeff Stephens
  • Jeffrey William Stephens

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
CETERA INVESTMENT MANAGEMENT LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

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