Rex Alan Marshall

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2003-10-29

VA RA
APPROVED

Since 2003-10-29

Branch Locations

1711 Fern St, Alexandria, VA 22302 • United States

1753 Pinnacle Dr 3Rd Fl [V6-Rbo], Mclean, VA 22102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wachovia Bank, N.A.	Mclean	VA	07/2006	Present
Wells Fargo Advisors Llc	Woodbridge	VA	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Woodbridge	VA	11/2016	Present

07/2006 → Present

Wachovia Bank, N.A.

Mclean, VA
05/2009 → 11/2016

Wells Fargo Advisors Llc

Woodbridge, VA
11/2016 → Present

Wells Fargo Clearing Services, Llc

Woodbridge, VA

Other Businesses

HILLSDALE HOMEOWNERS ASSOCIATION; NOT INVESTMENT RELATED; BURKE,VA; TREASURER; START DATE 01/02/2019; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; ATTEND MEETINGS TO DISCUSS MATTERS OF IMPORTANCE TO THE COMMUNITY.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-10-21
S65	Uniform Investment Adviser Law Examination	1991-08-08
S63	Uniform Securities Agent State Law Examination	1983-09-24

S66 Uniform Combined State Law Examination

2003-10-21
S65 Uniform Investment Adviser Law Examination

1991-08-08
S63 Uniform Securities Agent State Law Examination

1983-09-24

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews