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Richard Lee Miller

T & M Financial Inc.

Topeka, KS

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Current Employers
T & M Financial Inc.

3706 Sw Topeka Blvd. Suite 400, Topeka, KS 66609 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2018-05-10
  • KS RA
    APPROVED
    Since 2018-05-10

Branch Locations

3706 Sw Topeka Blvd. Suite 400, Topeka, KS 66609 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Tantillo & Miller, Inc. Topeka KS 05/1981 Present
Fortis Investors, Inc. Topeka KS 11/1990 Present
T&M Financial, Inc Topeka KS 05/1998 Present
  • 05/1981 → Present
    Tantillo & Miller, Inc.
    Topeka, KS
  • 11/1990 → Present
    Fortis Investors, Inc.
    Topeka, KS
  • 05/1998 → Present
    T&M Financial, Inc
    Topeka, KS
Previous Registrations
  • 2008-11-19 → 2016-11-30
    T & M Financial Inc.
    Topeka, KS
  • 2002-05-07 → 2008-11-14
    Woodbury Financial Services, Inc.
    Topeka, KS
Other Businesses

SELLS TRADITIONAL INSURANCE PRODUCTS:ASSURITY,STATE LIFE, STANDARD LIFE, TIME INS, CRUMP, AETNA, INTEGRITY, AM NETWORK,AM NAT.-AGENT-START 1972-20 HRS/WK. OWNER/OPERATOR T & M FINANCIAL INC 3706 SW TOPEKA TOPEKA KS STARTED 11/1972 DEVOTE 60 HOURS PER WEEK PROPERTY RENTAL 3706 SW TOPEKA TOPEKA KS STARTED JUNE 1982 OFFICE & RENTAL HOUSE MANAGEMENT DEVOTE 10 HOURS PER YEAR TANDEM ADVISORS INC. 3706 SW TOPEKA STE418 YES INVESTMENT RELATED, POSITIONA IAR. DECEMBER 2008 1HR PR MONTH

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-04-09
S63 Uniform Securities Agent State Law Examination 1983-09-23
  • S65 Uniform Investment Adviser Law Examination
    2002-04-09
  • S63 Uniform Securities Agent State Law Examination
    1983-09-23

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