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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2026-05-14 |
| DE | RA | APPROVED | 2022-11-29 |
| TX | RA | APPROVED | 2022-11-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Financial House | Wilmington | DE | 11/1999 | Present |
| Lincoln Financial Securities Corporation | Wilmington | DE | 07/2008 | 11/2022 |
| Lpl Financial Llc | Wilmington | DE | 11/2022 | Present |
1) 11/29/2022 - Financial House- DBA for LPL Business (entity for LPL business)- inv. related- Wilmington, DE 2) 11/29/2022 - Certified Consultants inc.- Tax Prep/Accounting/CPA- owner- inv. related- 5818 Kennett Pike Wilmington, DE - start date 1/1/1990- 40hrs/mth 3) 11/29/2022- CFC Inc.- Business Entity For Tax/Investment Purposes Only- owner- non-inv. related- Wilmington, DE- start date 1/1/2005- 4) 11/29/2022- Road 9 LLC- Real Estate Rental- part owner/member /partner- inv. related- Centreville DE 19807-start date 1/1/2005- 10hrs/mth 5) 11/29/2022- Gavin Griesemer- Real Estate Rental- partner - non- inv. related- West Chester, PA 19382 - start date 1/1/1985- 5hrs/mth 6) 11/29/2022 - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 06/01/1982 - 40 Hours Per Month/ 2 Hours During Trading 7) 05/31/2024 - Financial House Advisors, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 06/01/2024 - 10 Hours Per Month/ 8 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1985-03-11 |
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