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Gary Lee Ulrich

LPl Financial LLC

Hockessin, DE

Wilmington, DE

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2025-01-01
DE RA APPROVED 2022-11-29
TX RA APPROVED 2022-11-29
  • MD RA
    APPROVED
    Since 2025-01-01
  • DE RA
    APPROVED
    Since 2022-11-29
  • TX RA
    APPROVED
    Since 2022-11-29

Branch Locations

Hockessin, DE • United States

5818 Kennett Pike, Wilmington, DE 19807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Securities Corporation Wilmington DE 06/2015 10/2022
Lpl Financial Llc Centreville DE 11/2022 Present
  • 06/2015 → 10/2022
    Lincoln Financial Securities Corporation
    Wilmington, DE
  • 11/2022 → Present
    Lpl Financial Llc
    Centreville, DE
Previous Registrations
  • 2015-08-04 → 2022-11-30
    Osaic Fs, Inc.
    Wilmington, DE
Other Businesses

1)11/14/2022 - Financial House - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)11/14/2022 - Financial House - Non-Variable Insurance - Inv Rel- At Reported Business Location(s) 3) 05/31/2024 - Financial House Advisors, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 06/01/2024 - 10 Hours Per Month/ 8 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-08-03
  • S66 Uniform Combined State Law Examination
    2015-08-03
Designations
Other Names
  • Gary Lee Ulrich

View on SEC IAPD

Other Firms

ALLSTATE FINANCIAL ADVISORS, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
OSAIC WEALTH, INC.
SHERPA CAPITAL MANAGEMENT
EDWARD JONES
INDEPENDENT FINANCIAL PARTNERS
FOUNDERS FINANCIAL SECURITIES LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Other Investors

MATTHEW THOMAS HENAGHAN
Michael Morgan Tolliver
WILLIAM MATTHEW BURRIS
PETER JOHN SUCCOSO
SCOTT HOTTEL CHAPIN
PETER J SEELAUS
DAVID ROCCO L'ERARIO
LAWRENCE EARL SPRINGER

Other Offices

ALLSTATE FINANCIAL ADVISORS, LLC · Hockessin, DE
STATE FARM INVESTMENT MANAGEMENT CORP. · Hockessin, DE
OSAIC WEALTH, INC. · HOCKESSIN, DE
OSAIC WEALTH, INC. · Hockessin, DE
SHERPA CAPITAL MANAGEMENT · HOCKESSIN, DE
EDWARD JONES · HOCKESSIN, DE
INDEPENDENT FINANCIAL PARTNERS · Hockessin, DE
FOUNDERS FINANCIAL SECURITIES LLC · Hockessin, DE

More in Hockessin, DE

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