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Scott Hottel Chapin

Osaic Wealth, Inc.

Hockessin, DE

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-01-19
  • PA RA
    APPROVED
    Since 2024-01-19

Branch Locations

722 Yorklyn Road, Ste 300 Stone Mill Office Complex, Hockessin, DE 19707 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Woodbury Financial Services Inc Berwyn PA 07/2014 01/2024
Osaic Wealth, Inc. Hockessin DE 01/2024 Present
  • 07/2014 → 01/2024
    Woodbury Financial Services Inc
    Berwyn, PA
  • 01/2024 → Present
    Osaic Wealth, Inc.
    Hockessin, DE
Previous Registrations
  • 2014-08-01 → 2024-01-19
    Woodbury Financial Services, Inc.
    Berwyn, PA
    Wexford, PA
    Berwyn, PA
    Hockessin, DE
  • 2012-06-15 → 2014-08-05
    First Allied Advisory Services, Inc.
    Wayne, PA
  • 2011-05-16 → 2012-07-02
    First Allied Securities, Inc.
    Wayne, PA
    Phoenixville, PA
  • 2009-09-08 → 2011-05-25
    Lpl Financial Llc
    Phoenixville, PA
  • 2009-06-19 → 2009-09-08
    Mutual Service Corporation
    Phoenixville, PA
Other Businesses

THE CHAPIN GROUP POSITION: OWNER NATURE: SOLE PROPRIETORSHIP INVESTMENT RELATED: YES NUMBER OF HOURS: 2 INVESTMENT RELATED HOURS: 0 START DATE: 01/01/2006 ADDRESS: 764 CONESTOGA ROAD, BERWYN PA 19312-1316 DESCRIPTION: OCCASIONAL INSURANCE NEEDS FOR CLIENTS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-02-17
  • S66 Uniform Combined State Law Examination
    2002-02-17

View on SEC IAPD

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Other Investors

MATTHEW THOMAS HENAGHAN
Michael Morgan Tolliver
WILLIAM MATTHEW BURRIS
PETER JOHN SUCCOSO
PETER J SEELAUS
DAVID ROCCO L'ERARIO
LAWRENCE EARL SPRINGER
Maureen Dunning

Other Offices

ALLSTATE FINANCIAL ADVISORS, LLC · Hockessin, DE
STATE FARM INVESTMENT MANAGEMENT CORP. · Hockessin, DE
OSAIC WEALTH, INC. · Hockessin, DE
SHERPA CAPITAL MANAGEMENT · HOCKESSIN, DE
EDWARD JONES · HOCKESSIN, DE
INDEPENDENT FINANCIAL PARTNERS · Hockessin, DE
FOUNDERS FINANCIAL SECURITIES LLC · Hockessin, DE
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · HOCKESSIN, DE

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