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Maureen Dunning

Edward Jones

Hockessin, DE

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2024-02-12
TX RA APPROVED 2024-02-12
  • DE RA
    APPROVED
    Since 2024-02-12
  • TX RA
    APPROVED
    Since 2024-02-12

Branch Locations

724 Yorklyn Road Suite 325, Hockessin, DE 19707 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Greenville DE 04/1994 03/2022
The Prudential Insurance Company Of America Greenville DE 04/2022 01/2024
Pruco Securities Greenville DE 04/2022 01/2024
Edward Jones St Louis MO 02/2024 Present
  • 04/1994 → 03/2022
    Raymond James & Associates, Inc.
    Greenville, DE
  • 04/2022 → 01/2024
    The Prudential Insurance Company Of America
    Greenville, DE
  • 04/2022 → 01/2024
    Pruco Securities
    Greenville, DE
  • 02/2024 → Present
    Edward Jones
    St Louis, MO
Previous Registrations
Other Businesses

Crooked Hammock Brewery Type: Restaurant Date: 06/01/18 Title: Partner Trad Hrs: 0 Tot Hrs: 0 Desc: I have no responsibilities as a partner with Crooked Hammock Brewery City-State: Lewes DE **** "United Healthcare Type: Insurance Date: 09/01/23 Title: Medicare Consultant Trad Hrs: 0 Tot Hrs: 0 Desc: I have no ongoing responsibilities City-State: Elkins Park PA"

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-17
S63 Uniform Securities Agent State Law Examination 1993-11-12
  • S66 Uniform Combined State Law Examination
    2022-05-17
  • S63 Uniform Securities Agent State Law Examination
    1993-11-12
Other Names
  • Maureen Ann Coen
  • Maureen Ann Dunning

View on SEC IAPD

Other Firms

ALLSTATE FINANCIAL ADVISORS, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
OSAIC WEALTH, INC.
SHERPA CAPITAL MANAGEMENT
INDEPENDENT FINANCIAL PARTNERS
FOUNDERS FINANCIAL SECURITIES LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
BRANDYWINE MANAGERS, LLC

Other Investors

MATTHEW THOMAS HENAGHAN
Michael Morgan Tolliver
WILLIAM MATTHEW BURRIS
PETER JOHN SUCCOSO
SCOTT HOTTEL CHAPIN
PETER J SEELAUS
DAVID ROCCO L'ERARIO
LAWRENCE EARL SPRINGER

Other Offices

ALLSTATE FINANCIAL ADVISORS, LLC · Hockessin, DE
STATE FARM INVESTMENT MANAGEMENT CORP. · Hockessin, DE
OSAIC WEALTH, INC. · HOCKESSIN, DE
OSAIC WEALTH, INC. · Hockessin, DE
SHERPA CAPITAL MANAGEMENT · HOCKESSIN, DE
INDEPENDENT FINANCIAL PARTNERS · Hockessin, DE
FOUNDERS FINANCIAL SECURITIES LLC · Hockessin, DE
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · HOCKESSIN, DE

More in Hockessin, DE

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