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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-04-02 |
| DE | RA | APPROVED | 2022-11-29 |
| PA | RA | APPROVED | 2022-11-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Financial House | Wilmington | DE | 07/2009 | Present |
| Lincoln Financial Securities | Centreville | DE | 02/2010 | 11/2022 |
| Lpl Financial Llc | Centreville | DE | 11/2022 | Present |
1) 11/16/2022 - Financial House - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2) 11/16/2022 - CFC Inc. - Insurance Agency - Inv Rel - At Reported Business Location(s) - Start: 07/2009 3) 11/16/2022 - Road 9 LLC - Real Estate Rental - Co-Owner - Centreville, DE - Inv Rel - Start: 07/2009 4) 11/16/2022 - Financial House - Business Entity For Tax/Investment Purposes Only - Owner - Inv Rel - Start: 07/2009 5) 05/31/2024 - Financial House Advisors, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 06/01/2024 - 10 Hours Per Month/ 8 Hours During Trading 6) 05/13/2025 - EMILYWOODSON CFP (R) - Investment Related - Rental Estate Rental - Breckenridge, CO - Start Date:04/01/2025 - 5 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-09-10 |
| S63 | Uniform Securities Agent State Law Examination | 2010-04-15 |
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