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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2026-06-30 |
| NH | RA | APPROVED | 2024-05-29 |
Branch Locations
808 E Baltimore Pike, Kennett Square, PA 19348 • United States
400 Nova Way, Parkesburg, PA 19365 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisors, Inc. | Braintree | MA | 11/2013 | 06/2018 |
| Citizens Securities, Inc. | Marshfield | MA | 06/2018 | 12/2021 |
| Lpl Financial Llc | Boston | MA | 01/2022 | 05/2024 |
| Rockland Trust Company | Boston | MA | 12/2021 | 04/2024 |
| J.P. Morgan Securities Llc | Boston | MA | 05/2024 | Present |
| Jpmorgan Chase Bank, N.A. | Boston | MA | 05/2024 | Present |
| Bsmg - Investment | Boston | MA | 02/2023 | 05/2024 |
| Rockland Trust Investment Services | Boston | MA | 12/2022 | 04/2024 |
| Citizens Investment Services | Marshfield | MA | 06/2018 | 12/2021 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-03-17 |
| S63 | Uniform Securities Agent State Law Examination | 2008-04-14 |
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