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Kevin Thomas Keeley

Wells Fargo Clearing Services, LLC

Deerfield, IL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-01-19
IL RA APPROVED 2018-03-09
  • TX RA
    APPROVED_RES
    Since 2025-01-19
  • IL RA
    APPROVED
    Since 2018-03-09

Branch Locations

500 Lake Cook Rd Stes 175 & 300, Deerfield, IL 60015 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Chicago IL 06/2007 03/2018
Wells Fargo Clearing Services, Llc Arlington Heights IL 03/2018 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-09-28
S63 Uniform Securities Agent State Law Examination 1987-01-23
  • S66 Uniform Combined State Law Examination
    2000-09-28
  • S63 Uniform Securities Agent State Law Examination
    1987-01-23

View on SEC IAPD

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