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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2011-06-17 |
Branch Locations
7250 Dallas Parkway Suite120, Plano, TX 75024 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Dallas | TX | 06/2011 | Present |
High Performance Forum / 200 Swisher Rd Lake Dallas,TX 75065 / Company/ Services (Business, Professional, Support) / Professional Development / Advisor or member of an advisory committee, if the advice given will or may influence the board or other senior management or supervisory board of the organization in question / / reading and responding to requests sent from members / Start Date 11/3/2014 / three-four hours weekly
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-05-31 |
| S63 | Uniform Securities Agent State Law Examination | 1983-11-03 |
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