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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-06-17
  • TX RA
    APPROVED
    Since 2011-06-17

Branch Locations

7250 Dallas Parkway Suite120, Plano, TX 75024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Dallas TX 06/2011 Present
Previous Registrations
  • 2004-01-21 → 2011-06-16
    Dallas, TX
    Dallas, TX
  • 2002-11-12 → 2004-01-14
    A. G. Edwards & Sons, Inc.
    Irving, TX
Other Businesses

High Performance Forum / 200 Swisher Rd Lake Dallas,TX 75065 / Company/ Services (Business, Professional, Support) / Professional Development / Advisor or member of an advisory committee, if the advice given will or may influence the board or other senior management or supervisory board of the organization in question / / reading and responding to requests sent from members / Start Date 11/3/2014 / three-four hours weekly

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-05-31
S63 Uniform Securities Agent State Law Examination 1983-11-03
  • S65 Uniform Investment Adviser Law Examination
    1994-05-31
  • S63 Uniform Securities Agent State Law Examination
    1983-11-03
Other Names
  • Monda Delaine Degan
  • Monda Delaine Pasleydegan
  • Monda Delaine Pasley
  • Monda D Pasley
  • Monda P Degan

View on SEC IAPD

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