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Wayne James Londregan

Wells Fargo Clearing Services, LLC

New York, NY

New York, NY

Oakhurst, NJ

CRD 1173284

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-27
NJ RA APPROVED 2016-03-03
  • NY RA
    APPROVED
    Since 2021-07-27
  • NJ RA
    APPROVED
    Since 2016-03-03

Branch Locations

280 Park Ave 27Th & 29Th Fls, New York, NY 10017 • United States

767 5Th Ave 33Rd Fl [Y2-Rbo], New York, NY 10153 • United States

Oakhurst, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc New York NY 02/2016 11/2016
Wells Fargo Clearing Services, Llc New York NY 11/2016 Present
Previous Registrations
  • 2003-01-17 → 2016-03-28
    Credit Suisse Securities (Usa) Llc
    New York, NY
    New York, NY
  • 2002-07-09 → 2003-01-17
    Pershing Llc
    New York, NY
Other Businesses

WAYNE LONDREGAN PHOTOGRAPHY LLC; NOT INV RELATED; OAK HURST, NJ, 100% OWNERSHIP; START 10/25/2021, 6 HOURS PER MONTH, 0 DURING TRADING; PHOTOGRAPHY.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-02-01
S63 Uniform Securities Agent State Law Examination 1983-10-04
  • S65 Uniform Investment Adviser Law Examination
    1995-02-01
  • S63 Uniform Securities Agent State Law Examination
    1983-10-04

View on SEC IAPD

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