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John Blair Cummings

Williams Jones Wealth Management, LLC

New York, NY

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Current Employers
Williams Jones Wealth Management, Llc

717 Fifth Avenue 11Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2025-11-12
TX RA APPROVED 2025-08-07
NY RA APPROVED 2025-07-29
  • UT RA
    APPROVED
    Since 2025-11-12
  • TX RA
    APPROVED
    Since 2025-08-07
  • NY RA
    APPROVED
    Since 2025-07-29

Branch Locations

717 Fifth Avenue 11Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Williams Jones & Associates, Llc New York NY 03/2012 08/2019
Williams Jones Wealth Management, Llc New York NY 09/2019 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-07-29
S63 Uniform Securities Agent State Law Examination 1985-08-23
  • S65 Uniform Investment Adviser Law Examination
    2025-07-29
  • S63 Uniform Securities Agent State Law Examination
    1985-08-23
Other Names
  • John Blair Cummings
  • John Blair Cummings

View on SEC IAPD

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