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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-06-29 |
Branch Locations
1415 West 22 St Tower Floor, Oak Brook, IL 60523 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Summit Brokerage Services Inc | Oak Brook | IL | 09/2015 | 09/2019 |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2019 | Present |
| Summit Financial Group Inc | Oak Brook | IL | 09/2019 | 05/2021 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
(1) PERSONALIZED FINANCIAL RESOURCES, LLC; SINCE 09/23/2011; SAME AS BRANCH ADDRESS; FINANCIAL CONSULTANT; DBA Personalized Financial Resources, LLC; 160 HOURS SPENT ON ACTIVITY PER MONTH; 160 HOURS SPENT ON ACTIVITY DURING TRADING HOURS (2) PERSONALIZED FINANCIAL RESOURCES, LLC; SINCE 09/23/2011; SAME AS BRANCH ADDRESS; FINANCIAL CONSULTANT; INSURANCE RELATED DUTIES FOR CLIENTS NEEDS; VARIABLE HOURS SPENT ON ACTIVITY PER MONTH
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-04-24 |
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