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1411 Broadway 16Th Floor, New York, NY 10018 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-30 |
Branch Locations
1411 Broadway 16Th Floor, New York, NY 10018 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Burnham Securities Inc. | New York | NY | 09/1989 | 09/2016 |
| Rmb Capital Management, Llc | Chicago | IL | 10/2016 | 02/2018 |
| First Allied Securities, Inc. | San Diego | CA | 03/2018 | 09/2022 |
| First Allied Advisory Services | Schaumburg | IL | 03/2021 | 10/2022 |
| Premier Wealth Advisors, Llc | New York | NY | 02/2018 | Present |
| Cetera Advisors Llc | New York | NY | 09/2022 | Present |
1. PREMIER WEALTH ADVISORS, LLC.; PORTFOLIO MANAGER; REGISTERED INVESTMENT ADVISOR; START DATE: 2/26/2018; 160 HOURS PER MONTH. 2. THE BURNHAM GROUP; PORTFOLIO MANAGER; DBA; START DATE: 3/28/2018; 160 PER MONTH. 3. US TRUST UWO/ALEXANDER H ARNSTEIN PARA; CO TRUSTEE; FIDUCIARY POSITION; START DATE: 03/04/2019; 4 HOURS PER MONTH. 4. SCARSDALE TRANSFER EDUCATION PLAN (STEP); VOLUNTEER BOARD MEMBER; NON-PROFIT ORGANIZATION; START DATE: 03/04/2019; 4 HOURS PER MONTH. 5. BERNHEIM ARBORETUM AND RESEARCH FOREST TRUST; CO-TRUSTEE; FIDUCIARY POSITION; START DATE: 02/27/2109; 8 HOURS PER MONTH.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1984-06-26 |
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