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Alan Derose

Oppenheimer & Co. Inc.

New York, NY

Westfield, NJ

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-07
NJ RA APPROVED 2018-08-29
  • NY RA
    APPROVED
    Since 2021-04-07
  • NJ RA
    APPROVED
    Since 2018-08-29

Branch Locations

85 Broad Street 26Th Flr, New York, NY 10004 • United States

Westfield, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co. Inc. Bew York NY 02/2009 Present
Other Names
  • Alan Derose

View on SEC IAPD

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