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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-08-27 |
| ME | RA | APPROVED | 2023-10-13 |
| GA | RA | APPROVED | 2023-01-25 |
| FL | RA | APPROVED | 2023-01-24 |
| UT | RA | APPROVED | 2023-01-24 |
| TX | RA | APPROVED | 2015-11-18 |
Branch Locations
299 Park Avenue 8Th, 9Th, & 11Th Floors, New York, NY 10171 • United States
One Post Office Square, Boston, MA 02109 • United States
One Post Office Square 33Rd Floor, Boston, MA 02109-2106 • United States
Winchester, MA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Boston | MA | 11/2015 | Present |
WINCHESTER TOWN MEETING TOWN HALL WINCHESTER MA 1890 USA GOVERNMENT;POLITICIAN;;NON WORKING HOURS; FIRST CONGREGATIONAL CHURCH ONE CHURCH STREET WINCHESTER MA 1890 USA CORPORATION/COMPANY;CAPITAL CAMPAIGN CHAIR;;NON WORKING HOURS;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-02-12 |
| S63 | Uniform Securities Agent State Law Examination | 1984-07-02 |
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