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One Riverway, Suite 1550, Houston, TX 77056 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2003-09-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Houston | TX | 05/2003 | 02/2019 |
| Tanglewood Legacy Advisors, Llc | Houston | TX | 05/2003 | Present |
10/01/2015 - NO BUSINESS NAME - INV REL - One Riverway, Suite 1550 Houston, TX. 77056 - Non-Variable Insurance - START 10/01/2015 - 1 HOUR PER MONTH, 0 DURING TRADING - Agent.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-01-18 |
| S63 | Uniform Securities Agent State Law Examination | 1983-08-30 |
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