William Thomas Cone

Current Employers

Employment History

• 03/2008 → Present
  Rbc Capital Markets Corporation
  Houston, TX

Previous Registrations

• 1990-03-29 → 2004-01-06
  Morgan Stanley Dw Inc.
  Houston, TX

Other Businesses

(1) GULF STAR PROPERTIES; ADDRESS: 3740 COLONY DR SAN ANTONIO, TX 7823; BUSINESS DESCRIPTION: OIL & GAS PROPERTIES WORKING INTEREST; NOT INVESTMENT RELATED; START DATE: 12/01/2003; CAPACITY: OWNER-PASSIVE; DUTIES: NONE; HOURS DEVOTED PER WEEK: 0; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 2) NAME OF ENTITY: Ruby Ola LLC ADDRESS: 9147 Briar Forest Dr Houston Texas 77024 INVESTMENT/NOT INVESTMENT RELATED: Yes - I am the FA and the owner. BUSINESS DESCRIPTION: Partnership START DATE: Mar 03, 2023 CAPACITY: Other DUTIES: Family limited partnership established for brokerage trading. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours (2) BTC IMPORTS; ADDRESS: EMPLOYEE'S RESIDENCE; BUSINESS DESCRIPTION: IMPORT & SALES OF DECORATIVE ITEMS; NOT INVESTMENT RELATED; START DATE: 01/01/2004; CAPACITY: OWNER-ACTIVE; DUTIES: BUY & SELL DECORATIVE ITEMS FROM ASIA & OTHER FOREIGN PARTS; HOURS DEVOTED PER WEEK: 1; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (3) WILLIAM T CONE RENTAL PROPERTIES; ADDRESS: EMPLOYEE'S RESIDENCE; BUSINESS DESCRIPTION: RENTAL PROPERTIES; NOT INVESTMENT RELATED; START DATE: 09/01/2012; CAPACITY: SOLE PROPRIETOR; DUTIES: BUY, SELL AND RENT HOMES; HOURS DEVOTED PER WEEK: 1; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (4) Name of Entity: R T Floyd llc Non-Investment related Address of Entity: 9147 Briar Forest Dr, Houston Texas, 77024 Nature of OBA: LLC partnership that is my wife and I to hold our personal cash stocks and bonds Position/Title/Relationship: Partner Start Date: 02/23/23 Time devoted: less than 1%; 0 time during securities trading hours Duties: Maintaining property, house and land (5) Name of Entity: Ruby Oka LLC Non-Investment Related Address of Entity: 9147 Briar Forest Dr, Houston Texas, 77024 Nature of OBA: LLC partnership that is my wife and I to hold our stocks, bonds and other investment held at RBC Position/Title/Relationship: Partner Start Date: 02/23/23 Time devoted: less than 1%; 1 hour during securities trading hours Duties: Maintaining and investing in opportunities to increase value of the LLC 6) NAME OF ENTITY: Hudson Forest Homeowners Assoc ADDRESS: 154 Sugar Berry Circle, Houston, TX, 77024 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Member of Board of Directors for Home owners START DATE: 03.01.24 CAPACITY: Board of Directors DUTIES: 1 Monthly meeting, will communicate with property management to make sure they handle home owners request and needs HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-09-20
• S63 Uniform Securities Agent State Law Examination
  1983-09-01

Other Names

• Bill Cone