Danny James Chapman

Current Employers

Prospera Financial Services, Inc.

5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2019-10-11
TX	RA	APPROVED	2019-10-11

MN RA
APPROVED

Since 2019-10-11
TX RA
APPROVED

Since 2019-10-11

Branch Locations

50 14Th Ave East Suite 102, Sartell, MN 56377 • United States

Denton, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Financial Network Llc	Waite Park	MN	05/2009	10/2019
Prospera Financial Services Inc.	Dallas	TX	10/2019	Present

05/2009 → 10/2019

Wells Fargo Advisors Financial Network Llc

Waite Park, MN
10/2019 → Present

Prospera Financial Services Inc.

Dallas, TX

Previous Registrations

2004-10-15 → 2019-10-14

Wells Fargo Advisors Financial Network, Llc

Little Falls, MN

Sartell, MN

Denton, TX

Argyle, TX
1997-09-24 → 2004-10-18

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Alexandria, MN

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-02-07
S63	Uniform Securities Agent State Law Examination	1983-10-21

S65 Uniform Investment Adviser Law Examination

1996-02-07
S63 Uniform Securities Agent State Law Examination

1983-10-21

View on SEC IAPD

Current Employers

Prospera Financial Services, Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

Reviews