Best Investors Account Sign in
Claim This Profile
Current Employers
Dakota Wealth, Llc

11376 N. Jog Road Suite 101, Palm Beach Gardens, FL 33418-1752 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-01-02
  • MN RA
    APPROVED
    Since 2024-01-02

Branch Locations

2454 8Th Avenue S, Suite #200, Sartell, MN 56377 • United States

11376 N. Jog Road Suite 101, Palm Beach Gardens, FL 33418-1752 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade, Inc. St. Cloud MN 06/2018 09/2019
Minnesota Army National Guard St. Paul MN 10/2007 Present
Ledge Wealth Management, Inc. Sartell MN 10/2020 01/2024
Dakota Wealth, Llc Sartell MN 01/2024 Present
Minnesota Army National Guard St. Cloud MN 09/2019 12/2020
  • 06/2018 → 09/2019
    Td Ameritrade, Inc.
    St. Cloud, MN
  • 10/2007 → Present
    Minnesota Army National Guard
    St. Paul, MN
  • 10/2020 → 01/2024
    Ledge Wealth Management, Inc.
    Sartell, MN
  • 01/2024 → Present
    Sartell, MN
  • 09/2019 → 12/2020
    Minnesota Army National Guard
    St. Cloud, MN
Previous Registrations
  • 2020-11-18 → 2024-02-29
    Ledge Wealth
    Sartell, MN
  • 2018-07-31 → 2019-09-10
    Td Ameritrade, Inc.
    St. Cloud, MN
  • 2018-07-31 → 2019-09-10
    Td Ameritrade Investment Management, Llc
    Ste 204, MN
Other Businesses

Name of Outside Business: Minnesota Army National Guard; Investment Related: No; Address of Outside Business: St. Paul, Minnesota; Nature of Outside Business: Other; Position: Helicopter Pilot; Start Date:10/31/2007; Hours per month: 20-40; Hours per month during securities trading hours: No; Description of Duties: I fly blackhawk helicopters for the Minnesota Army National Guard. Name of Outside Business; St. Cloud Regional Airport Authority. Investment Related; Yes. Address of Outside Business; St. Cloud, Minnesota. Nature of Other Business: Municipality formed to own, operate, and govern the St. Cloud Regional Airport. Position; Treasurer. Start date; 1/1/2022. Hours per month; 4. Hours per month during securities trading hours; 0. Description of Duties: Approve airport bills, payroll, and oversee airport financials; income, expenses, and investments.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-07-30
  • S66 Uniform Combined State Law Examination
    2018-07-30
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Sartell, MN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor