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Current Employers
Dakota Wealth, Llc

11376 N. Jog Road Suite 101, Palm Beach Gardens, FL 33418-1752 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-01-02
  • MN RA
    APPROVED
    Since 2024-01-02

Branch Locations

2454 8Th Avenue S, Suite #200, Sartell, MN 56377 • United States

11376 N. Jog Road Suite 101, Palm Beach Gardens, FL 33418-1752 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ledge Wealth Mangement, Inc. Sartell MN 06/2013 01/2024
Dakota Wealth, Llc Sartell MN 01/2024 Present
  • 06/2013 → 01/2024
    Ledge Wealth Mangement, Inc.
    Sartell, MN
  • 01/2024 → Present
    Sartell, MN
Previous Registrations
  • 2015-08-04 → 2024-03-19
    Ledge Wealth
    Sartell, MN
Other Businesses

Name of other business; Anna Marie's Alliance. Investment related; no. Address of other business; 505 10th Ave N, , St Cloud, MN. 56301. Nature of other business; Women's shelter and other support for domestic violence victims. Position; Board Member & Board Secretary. Start date of relationship; 1/1/2020. Hours/month; 6. Hours/month during securities trading hours; 0. Description of duties; Board secretary, fiscal committee and governance committee member.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-08-04
  • S65 Uniform Investment Adviser Law Examination
    2015-08-04
Designations
Other Names
  • Robin Ann Hjermstad
  • Hilary Sawyer

View on SEC IAPD

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