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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2012-12-18 |
| CA | RA | APPROVED | 2012-12-13 |
| SC | RA | APPROVED | 2012-09-28 |
| TX | RA | APPROVED | 2012-09-27 |
Branch Locations
1441 Main Street Suite 700, Columbia, SC 29201 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janney Montgomery Scott Llc | Columbia | SC | 09/2012 | Present |
1- TO SERVE AS SECRETARY / TREASURER OF THE CAROLINIANN BALL (ANNUAL DINNER DANCE). 2. Caroliniana Ball, Columbia, SC. Board Member (03/2022). Not investment related, not compensated, 1 hour/month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-02-23 |
| S63 | Uniform Securities Agent State Law Examination | 1983-08-25 |
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