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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2011-08-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Clear Lake | TX | 05/2011 | Present |
I*102213 For profit or not for profit: For-Profit Organization Name of outside business organization: Stray Cat Fishing Charters Investment related: N Address of business: Dickinson, Texas 77539 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 3/1/2017 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: This is an anticipated start date, have no idea.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-10 |
| S63 | Uniform Securities Agent State Law Examination | 1990-03-19 |
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