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161 Washington Street, Conshohocken, PA 19428 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-06-25 |
| FL | RA | APPROVED | 2019-03-22 |
Branch Locations
2600 North Military Trail Suite 420, Boca Raton, FL 33431 • United States
30 Vesey St 9Th Floor, New York, NY 10007 • United States
Boca Raton, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Penn Mutual Life | Ny | NY | 06/1979 | Present |
| Hornor, Townsend & Kent, Inc. | New York | NY | 06/1979 | Present |
1)INSBROKERAGE|INVESTRELATED:YES|DBA:RFSNY,LLC|POS:PRESIDENT|ADD:2 PARK AVENUE,STE# 300,NEW YORK,NY 10016|STDTE:7/1/1979|ACTIVITY:LIFE INSURANCE BROKERAGE|HRPERMTH:41-100HRS|TRADHRSMTH:41-100 HRS|DUTY:SALES&SERVICE FOR MULTIPLE CARRIERS, INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY. 2)INSBROKERAGE|INVESTRELATED:NO|DBA:RAG RFS NY, LLC|POS:PRESIDENT|ADD:2600 NORTH MILITARY TRAIL SUITE 420, BOCA RATON, FL 33431|STDTE:9/1/2010|NATURE:DISABILITY/HEALTH INSURANCE|HRPERMTH:26-40 HRS|TRADEHRPERMTH:26-40 HRS|DUTY:HEALTH AND DISABILITY INSURANCE SALES. LIFE INSURANCE SALES: INCLUDING LIFE SETTLEMENTS EFFECTIVE 05/02/2007. 3)BOOK IS CALLED "REGENERATING SUCCESS"|INVESTRELATED:NO|ADDRESS:1 N FEDERAL HIGHWAY SUITE 201,BOCA RATON,FL 33432|NATURE:PUBLISHING BY THE AMERICAN COLLEGE IN EARLY 2014|POS:AUTHOR|STDTE:1/1/2014|HRPERMTH:10|TRADHRSMTH:10|DUTY:AUTHOR/ WRITER, SALES ARE GOING DIRECTLY TO THE AMERICAN COLLEGE. 4)EXECUTIVE BOARD OF LI COMMITTEE OF UJA IN NYC|INVESTRELATED:NO|DBA NAME:N/A|POS:BOARD MEMBER|ADD:130 E 59TH STREET,NEW YORK,NY 10022|STDTE:1/2/2004|NATURE: NETWORKING GROUP|HRPERMTH:<10|TRADEHRPERMTH:<10|DUTY:HELP PLAN THE ANNUAL LIFE INSURANCE DIVISION BREAKFAST TO HONOR SOMEONE EACH YEAR. 5)INSBROKERAGE|INVESTRELATED:YES|DBA :RFS FLORIDA LLC|POS:PROPRIETOR/OWNER|ADDRESS:2600 NORTH MILITARY TRAIL SUITE 420, BOCA RATON, FL 33431|STDTE:8/2/2019|NATURE:LIFE INSURANCE BROKERAGE|HRSPERMTH:41-100|TRADEHRSPER MTH:41-100|DUTY:INSURANCE SALES & SERVICE FOR MULTIPLE CARRIERS, INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY. 6)ADL FL BOARD MEMBER|POS:BOARD MEMBER|NATURE:ADL FIGHTS ALL FORMS ON ANTISEMITISM AND BIAS|INVESTRELATED:NO|HRS:3|TRADEHRS:1|STDTE:07/01/2023|ADD:2600 NORTH MILITARY TRAIL SUITE 420, BOCA RATON, FL 33431|DUTY:VOLUNTEER TO FOCUS ON ANTISEMITISM AND SOCIAL INJUSTICE. 7)1847 PHIL RAYMOND CHARITABLE FOUNDATION|POS:PARTICIPANT IN A 501(C)(3) DEDICATED TO SUPPORTING FINANCIAL PROFESSIONALS DEVELOPMENT.CREATED IN MEMORY OF OUR COLLEAGUE PHIL RAYMOND.FUNDS RAISED WILL BE DISTRIBUTED VIA NEWLY ESTABLISHED CHECKING ACCOUNT|NATURE:CHARITABLE FOUNDATION - FUNDRAISING EFFORTS THAT WILL DISTRIBUTE DONATIONS TO SUPPORT THE PROFESSIONAL GROWTH OF FINANCIAL PROFESSIONALS|INVESTRELATED:NO|HRS:1|TRADEHRS:0|STDTE:01/15/2024|ADD:1 N FEDERAL HIGHWAY,SUITE 201,BOCA RATON,FL 33432|DUTY:PARTICIPANT IN A 501(C)(3) DEDICATED TO SUPPORTING FINANCIAL PROFESSIONALS DEVELOPMENT. CREATED IN MEMORY OF OUR COLLEAGUE PHIL RAYMOND. 8)GREATER BOCA RATON ESTATE PLANNING COUNCIL|POS:President eff. 7/1/2025 - 6/30/2026|NATURE:AS OF 12/9/24 I AM THE PRESIDENT ELECT OF THIS COUNCIL|INVEST RELATED:NO|HRS: 10|TRADEHRS:10|STDTE:07/01/2021|ADD:8597 DREAMSIDE LN, BOCA RATON FL 33496|DUTY:I AM GOING THRU THE CHAIRS TO BE PRESIDENT, CURRENTLY PRESIDENT ELECT & WILL TAKE OVER AS PRESIDENT FOR A 1 YEAR TERM ON 7/1/24. 9)MORIKAMI MUSEUM AND JAPANESE GARDENS|POS:DIRECTOR|NATURE:I WAS VOTED IN TO THE BOARD OF TRUSTEES OF THIS FACILITY|INVEST RELATED:NO|HRS:4|TRADE HRS:4|STDTE: 11/20/2024|ADD:4000 MORIKAMI PARK RD, DELRAY BEACH FL 33446|DUTY:I WAS VOTED IN AS THE 10TH BOARD OF TRUSTEE MEMBER TO THIS ORGANIZATION. 10)TRUSTBRIDGE HOSPICE FOUNDATION|POS:I'M A VOLUNTEER HELPING W/ THE EVENT & CHAIRED THE ANNUAL CHEF SHOWDOWN 11/6/2025 & HAVE AGREED TO CHAIR THE 11/2026 EVENT|NATURE: THIS IS A HOSPICE FOUNDATION & I HELP ON THE COMMITTEE WHICH PLANS THE ANNUAL CHEF SHOWDOWN EVENT WITH 4 EXECUTIVE CHEFS OF 4 COUNTRY CLUBS IN THE AREA. LAST EVENT WAS 11/14/24 AND NEXT IS TENTATIVELY 11/6/25|INVEST RELATED:NO|HRS:6|TRADE HRS:6|STDTE:06/14/2023|ADD:1531 W PALMETTO PARK RD, BOCA RATON FL 33486|DUTY: DISCUSSED ABOVE. 11)INSURANCE BROKERAGE|DBA:STRATUS ASSOCIATES|POS: AGENT|NATURE:INS BROEKRAGE|INVEST RELATED:YES|HRS:160|TRADE HRS:160|STDTE:11/07/2025|ADD: 2600 N MILITARY TRL, STE 420, BOCA RATON FL 33431|DUTY: INS SALES & SERVICE INCLUDING PENN MUTUAL LIFE PRODUCTS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-01-24 |
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