Craig Allan Middendorf

Employer firm

Independent Financial Partners CRD 125112

$16.3B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• NON-DISCRETIONARY INVESTMENT ADVICE

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2011 → 05/2019
  Lpl Financial, Llc
  Florence, KY
• 12/2011 → Present
  Independent Financial Partners
  Florence, KY
• 05/2019 → Present
  Ifp Securities, Llc
  Florence, KY

Previous Registrations

• 2004-07-20 → 2011-12-23
  Msi Financial Services, Inc.
  Cincinnati, OH
  Cincinnati, OH

Other Businesses

1. 12/16/2011: DBA ONLY - GPS WEALTH MANAGEMENT - FULL SERVICE REGISTERED REPRESENTATIVE, FINANCIAL SERVICES FIRM. ACTIVITIES INCLUDING INSURANCE SALES OF ALL TYPES, SECURITIES BROKERAGE, FINANCIAL PLANNING, RENDERING INVESTMENT ADVICE FOR A FEE, RETIREMENT PLAN CONSULTING OR OTHER FINANCIAL CONSULTING. - 100% OF TIME SPENT. - ERLANGER, KY. 2. 9/24/2011: NON-VARIABLE INSURANCE - GPS WEALTH MANAGEMENT, LLC - ALL TYPES OF NON-VARIABLE INSURANCE BUSINESS THROUGH VARIOUS CARRIERS. - TIME SPENT 25% - ERLANGER, KY

Exams

• S63 Uniform Securities Agent State Law Examination
  2000-10-12

Designations

• Certified Financial Planner