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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2014-06-23
  • FL RA
    APPROVED
    Since 2014-06-23

Branch Locations

203 Avenue A Nw, Winter Haven, FL 33881 • United States

305 Davenport Blvd, Davenport, FL 33837 • United States

208 Avenue A-Nw Ste 101, Winter Haven, FL 33881 • United States

605 Havendale Blvd, Auburndale, FL 33823 • United States

100 S Ashley Dr 9Th Fl [F6-Rbo], Tampa, FL 33602 • United States

4405 S Florida Ave, Lakeland, FL 33813 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Orlando FL 06/2014 11/2016
Wells Fargo Clearing Services, Llc Orlando FL 11/2016 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-01-21
S63 Uniform Securities Agent State Law Examination 1983-09-16
  • S65 Uniform Investment Adviser Law Examination
    1999-01-21
  • S63 Uniform Securities Agent State Law Examination
    1983-09-16

View on SEC IAPD

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