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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-03-19 |
| FL | RA | APPROVED | 2007-12-10 |
Branch Locations
141 E Central Ave Ste 450, Winter Haven, FL 33880 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Winter Haven | FL | 12/2007 | Present |
1. 12/05/2007 - Geric/Hemp Investment Group - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 2. 02/22/2016 - Books To schools - INV REL - Outside/W-2 Employment - START 03/15/2016 - 5 HOURS PER MONTH - Providing class sets of books for teachers. I just helping my wife, she is a teacher wants to do this on the side 3. 08/03/2022- Donuts in the Basement- Not Investment Related- Home Based - Other - Podcast- Start Date- 08/06/2022- 2 Hours Per Month/ 0 Hours During Securities Trading 4. 02/25/2026 - Imperial Polk Trading - Business Owner - Not Investment Related - Winter Haven, FL - Start Date 04/01/2026 - 4 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-08-12 |
| S66 | Uniform Combined State Law Examination | 2000-05-05 |
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