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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2008-07-24
TX RA APPROVED 2008-07-23
  • FL RA
    APPROVED
    Since 2008-07-24
  • TX RA
    APPROVED
    Since 2008-07-23

Branch Locations

295 1St Street South, Winter Haven, FL 33880 • United States

Lakeland, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Winter Haven FL 07/2008 Present
Previous Registrations
  • 2007-04-02 → 2008-07-25
    Morgan Stanley & Co. Llc
    Winter Haven, FL
  • 2001-07-24 → 2007-04-02
    Morgan Stanley Dw Inc.
    Winter Haven, FL
    Winter Haven, FL
Other Businesses

1) Alpha Tau Omega Fraternity, Board of Trustees at the University of Florida, Helping college men develop their ability to be effective leaders for a lifetime, St GainesvilleFlorida United States-32601, Serve on the Board of Trustees for the Alpha Omega Chapter of the Alpha Tau Omega Fraternity, start date-7/1/2024. 2) Sea Turtle Care and Conservation Specialists Corporation (STCCS), Delray Beach Florida United States-33482-5003, CharityProvide specialized care for sick and injured sea turtles, while promoting conservation awareness and action, Member of Board of directors, I would be a member of the finance committee/board of directors, start date-1/1/2025.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-08-14
  • S66 Uniform Combined State Law Examination
    2001-08-14
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Winter Haven, FL

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