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Giovanna Neglia Testoni

Ubs Financial Services Inc.

Winter Haven, FL

Winter Park, FL

Windermere, FL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 1995-11-20
  • FL RA
    APPROVED
    Since 1995-11-20

Branch Locations

295 1St Street South, Winter Haven, FL 33880 • United States

201 N. New York Avenue 3Rd Floor, Winter Park, FL 32789 • United States

Windermere, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Painewebber Incorporated Orlando FL 07/1984 Present
Ubs Financial Services Inc. Orlando FL 01/1990 Present
Other Businesses

SELF / 12107 DYSON COURT ORLANDO,FL 32821 / GUEST SPEAKER/ 41775 PRIVATELY HELD /START DATE 5/16/2014

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-07-02
  • S63 Uniform Securities Agent State Law Examination
    1996-07-02
Other Names
  • Joanne Testoni

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · WINTER HAVEN, FL
TUCKER ASSET MANAGEMENT LLC · Winter Haven, FL
WELLS FARGO CLEARING SERVICES, LLC · WINTER HAVEN, FL
COMMONWEALTH FINANCIAL NETWORK · WINTER HAVEN, FL
PFS INVESTMENTS INC. · WINTER HAVEN, FL
FOUNDATIONS INVESTMENT ADVISORS LLC · Winter Haven, FL
LPL FINANCIAL LLC · WINTER HAVEN, FL
EDWARD JONES · WINTER HAVEN, FL

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