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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2021-01-29 |
| TX | RA | APPROVED | 2010-12-21 |
| CO | RA | APPROVED | 2010-12-03 |
Branch Locations
6565 Americas Parkway Suite 400, Albuquerque, NM 87110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Albuquerque | NM | 12/2010 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1) JC+ RANCH; COUNTY ROAD; KEENESBURG, CO; NON INVESTMENT RELATED; OWNER; FARM; MANAGE THE FARM; 10-12 HOURS PER WEEK DURING OFFICE HOURS 30-40 OUTSIDE OFFICE HOURS, STARTED IN 1997;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-01-14 |
| S63 | Uniform Securities Agent State Law Examination | 1983-10-12 |
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