Raymond Calvin Schmidtke

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2010 → 05/2024
  Ubs Financial Services Inc.
  Seattle, WA
• 05/2024 → Present
  Morgan Stanley Smith Barney Llc
  Tacoma, WA
• 06/2024 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2010-08-20 → 2024-05-13
  Ubs Financial Services Inc.
  Seattle, WA
• 2009-06-01 → 2010-09-13
  Morgan Stanley
  Seattle, WA
• 1992-02-11 → 2009-06-01
  Citigroup Global Markets Inc.
  Seattle, WA
  Seattle, WA

Other Businesses

*594303 - Tacoma Golf and Country Club; Investment Related - No; Lakewood, Washington; Social & Recreational; Board Member(Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 07/2018; During Business Hours: 0; After Business Hours: 10; Attend Board meetings and vote on proposals etc

Exams

• S63 Uniform Securities Agent State Law Examination
  1983-09-06

Other Names

• Raymond Calvin Schmidtke
• Ray Schmidtke
• Raymond Schmidtke