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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-05-03 |
| WA | RA | APPROVED | 2024-05-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Seattle | WA | 08/2010 | 05/2024 |
| Morgan Stanley Smith Barney Llc | Tacoma | WA | 05/2024 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 06/2024 | Present |
*594303 - Tacoma Golf and Country Club; Investment Related - No; Lakewood, Washington; Social & Recreational; Board Member(Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 07/2018; During Business Hours: 0; After Business Hours: 10; Attend Board meetings and vote on proposals etc
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1983-09-06 |
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