Best Investors Account Sign in
Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2019-07-02
TX RA APPROVED 2019-07-02
  • AR RA
    APPROVED
    Since 2019-07-02
  • TX RA
    APPROVED
    Since 2019-07-02

Branch Locations

401 Garrison Ave, Fort Smith, AR 72901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Ft. Smith AR 02/2013 07/2019
Raymond James Financial Services, Inc Fort Smith AR 07/2019 Present
Raymond James Financial Services Advisors, Inc. Fort Smith AR 07/2019 Present
Finra Arbitrator Little Rock AR 10/1995 07/2020
N/A - Rental Real Estate Fort Smith AR 05/2006 11/2020
Previous Registrations
Other Businesses

(1)Name of Business: Ladd Wealth Advisors LLC Address: 401 Garrison Ave, Fort Smith, AR, 72901-1931, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 06/01/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: I am a independent advisor affiliated with (RJFS0 Raymond James. Ladd Wealth Advisors LLC was created to process revenues and expenses for a 1099 business.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-12-02
S63 Uniform Securities Agent State Law Examination 1991-06-04
  • S65 Uniform Investment Adviser Law Examination
    1992-12-02
  • S63 Uniform Securities Agent State Law Examination
    1991-06-04

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Fort Smith, AR

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor