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Current Employers
Global Retirement Partners Llc

4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2025-03-10
FL RA APPROVED 2024-11-25
NC RA APPROVED 2024-07-23
GA RA APPROVED 2024-07-18
VA RA APPROVED 2024-07-18
SC RA APPROVED 2024-07-17
  • NH RA
    APPROVED
    Since 2025-03-10
  • FL RA
    APPROVED
    Since 2024-11-25
  • NC RA
    APPROVED
    Since 2024-07-23
  • GA RA
    APPROVED
    Since 2024-07-18
  • VA RA
    APPROVED
    Since 2024-07-18
  • SC RA
    APPROVED
    Since 2024-07-17

Branch Locations

1330 Lady Street, Suite 202, Columbia, SC 29201 • United States

4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Linicoln Financial Securities Corporation Columbia SC 07/2008 07/2024
Lpl Financial Llc Columbia SC 07/2024 Present
Global Retirement Partners, Llc San Rafael CA 07/2024 Present
Hub International Investment Services Kansas City MO 02/2025 Present
  • 07/2008 → 07/2024
    Linicoln Financial Securities Corporation
    Columbia, SC
  • 07/2024 → Present
    Lpl Financial Llc
    Columbia, SC
  • 07/2024 → Present
    San Rafael, CA
  • 02/2025 → Present
    Hub International Investment Services
    Kansas City, MO
Previous Registrations
  • 2003-07-28 → 2024-07-22
    Osaic Fs, Inc.
    Columbia, SC
    North Myrtle Beach, SC
    Mcbee, SC
    Columbia, SC
    Columbia, SC
    Columbia, SC
Other Businesses

1) 05/08/2024 - CREATIVE STRATEGIES CONSULTING SERVICES LLC - Other - Inactive Business Entity - SC 29201 - Non investment related - 10 Hours per month - Start date: 1/1/2015. 2) 05/08/2024 - CREATIVE F1NANCIALSTRATEGIES - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s). 3) 05/08/2024 - CREATIVE FINANCIAL STRATEGIES, A HUB INT'L CO - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s). 4) 05/08/2024 - HUB RETIREMENT AND WEALTH MANAGEMENT - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s). 5) 05/08/2024 - HUB IN TERNATIONAL - Outside/W-2 Employment - Advisor / Agent - SC 29201 - Non investment related - 160 Hours per month - Start date: 6/1/24. 6) 05/08/2024 - NOTARY - SC 29201 - Investment related - 0.25 Hours per month - Start date: 3/1/24. 7) 05/08/2024 - CREATIVE FINANCIAL STRATEGIES - Non-Variable Insurance - Selling: Life Insurance, disability income, long term care, fixed annuity, Various - SC 29201 - Investment related - 10 Hours per month - Start date: 3/1/24. 8.05/20/2025 - CREATIVE FINANCIAL STRATEGIES, LLC - Investment Related - Insurance Agency - At Reported Business Location(s) - Start Date:02/24/2006 - 2 Hrs/Mth - 2Hrs During Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-04-22
S63 Uniform Securities Agent State Law Examination 1989-06-02
  • S65 Uniform Investment Adviser Law Examination
    1997-04-22
  • S63 Uniform Securities Agent State Law Examination
    1989-06-02

View on SEC IAPD

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