Roy Evans Williams

Current Employers

Employment History

• 02/1995 → Present
  Prestige Wealth Management Group, Llc
  Pennington, NJ
• 11/2011 → 08/2024
  Triad Advisors, Inc.
  Norcross, GA
• 03/2013 → Present
  Prestige Wealth Services Group, Inc
  Flemington, NJ
• 08/2024 → Present
  Osaic Wealth, Inc.
  Millburn, NJ

Previous Registrations

• 2002-05-21 → 2011-11-29
  Lpl Financial Llc
  Flemington, NJ

Other Businesses

1. INDEPENDENT INSURANCE AGENT FOR LIFE, LONG-TERM CARE, DISABILITY, AND HEALTH INSURANCE. 2. PRESTIGE WEALTH ACCOUNTING GROUP, LLC. PARTNER 2005, TAX PREPARATION AND ACCOUNTING SERVICES. 3. PRESTIGE WEALTH REAL ESTATE GROUP, LLC. PARTNER 2009. OWNS ONE BULIDING WHICH IS LEASED TO PRESTIGE WEALTH MANAGEMENT GROUP. ALL BUSINESS LOCATED AT 31 STATE ROUTE 12, FLEMINGTON, NJ 08822. 4. PRESTIGE WEALTH SERVICES GROUP; INVESTMENT RELATED; 31 STATE ROUTE 12, FLEMINGTON, NJ 08822; UNIFIED MANAGED ACCOUNTS; OWNER/PRINCIPAL; 3/19/2013; 160 HRS/MONTH; 8:30-5:30; FEE BASED COMPENSATION IS RECEIVED; THIS WILL BE AN OFFSHOOT ENTITY (SISTER COMPANY IS PRESTIGE WEALTH MANAGEMENT GROUP) DESIGNED TO MAINTAIN OUR UMA BUSINESS. COLLABORATION WITH MORNINGSTAR IN DEVELOPMENT AND OVERSIGHT OF INVESTMENT STRATEGY, COLLABORATE AND OVERSIGHT WITH PWSG TEAM OF STRATEGIES. 5. ROY WILLIAMS CONSULTING LLC;NOT INVESTMENT RELATED;8 BAYBERRY LANE,KEY LARGO,FL;BOOK SALES ON AMAZON;OWNER;4/2014;LESS THAN 1 HR/MONTH;LESS THAN 5 MIN DURING TRADING;SEND BOOKS TO AMAZON FOR FULFILLMENT 6. INDEPENDENT INSURANCE AGENT POSITION: Agent NATURE: Independent Agent INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 01/01/1994 ADDRESS: 31 State Route 12, Flemington NJ 08822, United States DESCRIPTION: Insurance Agent 7. PRESTIGE WEALTH MANAGEMENT GROUP LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/01/1994 ADDRESS: 31 State Route 12, Flemington NJ 08822, United States DESCRIPTION: Financial Planning Investments, Insurance sales 8. ROY WILLIAMS CONSULTING LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2014 ADDRESS: 8 Bayberry Lane, Key Largo FL 33037, United States DESCRIPTION: Send Books to Amazon for fulfillment 9. VACATION HOME RENTAL POSITION: Owner NATURE: Vacation Home Rental INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2014 ADDRESS: 8 Bayberry Lane, Key Largo FL 33037, United States DESCRIPTION: Owner/Rental 10. PRESTIGE WEALTH ACCOUNTING GROUP LLC POSITION: Partner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2005 ADDRESS: 31 State Route 12, Flemington NJ 08822, United States DESCRIPTION: Partner 11. PRESTIGE WEALTH SERVICES GROUP POSITION: Partner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 60 START DATE: 03/19/2013 ADDRESS: 31 State Route 12, Flemington NJ 08822, United States DESCRIPTION: UMA, Owner/Principal 12. PRESTIGE WEALTH REAL ESTATE GROUP POSITION: Partner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2009 ADDRESS: 31 State Route 12, Flemington NJ 08822, United States DESCRIPTION: Owns one building which is leased to Prestige Wealth Management Group

Exams

• S63 Uniform Securities Agent State Law Examination
  1994-12-17

Designations