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Current Employers
Journey Financial Group, Inc.

1110 W. Lake Cook Road Suite 265B, Buffalo Grove, IL 60089 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 1998-05-19
  • IL RA
    APPROVED
    Since 1998-05-19

Branch Locations

1110 W. Lake Cook Road Suite 265, Buffalo Grove, IL 60089 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Royal Alliance Associates, Inc. Buffalo Grove IL 02/1997 06/2023
Journey Financial Group Inc. Buffalo Grove IL 02/1997 Present
Osaic Wealth, Inc. Buffalo Grove IL 06/2023 Present
  • 02/1997 → 06/2023
    Royal Alliance Associates, Inc.
    Buffalo Grove, IL
  • 02/1997 → Present
    Buffalo Grove, IL
  • 06/2023 → Present
    Osaic Wealth, Inc.
    Buffalo Grove, IL
Other Businesses

1) IL LICENSEND INSURANCE AGENT.; 0-4 HOURS MONTHLY, CONDUCTED AT PRIMARY BUSINESS LOCATION.; INVESTMENT ADVISOR REPRESENTATIVE FOR INDEPENDENT INVESTMENT ADVISORY FIRM- DBA JOURNEY FINANCIAL GROUP INC. 2) NOTARY PUBLIC; POSITION: Notary Public NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/01/1995; ADDRESS: 1110 W Lake Cook Rd, Suite 265B, Buffalo Grove IL 60089, United States; DESCRIPTION: provide Notary Public services to existing clients in the firm at no charge.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-02-10
S63 Uniform Securities Agent State Law Examination 1994-11-03
  • S65 Uniform Investment Adviser Law Examination
    1998-02-10
  • S63 Uniform Securities Agent State Law Examination
    1994-11-03
Other Names
  • Marilyn Ann Massett

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