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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2023-07-05 |
Branch Locations
1275 Ben Sawyer Blvd, Mt. Pleasant, SC 29464 • United States
Charleston, SC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 10/2015 | 03/2018 |
| Gwfs Equities | Charleston | SC | 03/2018 | 06/2023 |
| Commonwealth Financial Network | Waltham | MA | 07/2023 | Present |
| Cummings Wealth Management | Mt. Pleasant | SC | 07/2023 | Present |
1. Fixed insurance sales; as of 7/5/2023; 5% time spent during business hours; Conducted at branch location; Investment related. 2 Musician, Located in Charleston, SC, as of 2006; 0% time spent during business hours; Not conducted at branch location; Not investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-07-13 |
| S63 | Uniform Securities Agent State Law Examination | 2006-09-12 |
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