Michael John Falco

Employer firm

Falco Wealth Management CRD 327977

$32.1M regulatory AUM 74 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1993 → Present
  Falco Wealth Management
  Berwyn, PA
• 02/2015 → 04/2018
  Horter Investment Management
  Cincinnati, OH
• 04/2018 → 05/2024
  Virtue Capital Management, Llc
  Brentwood, TN
• 05/2024 → Present
  Falco Wealth Planning
  Paoli, PA

Previous Registrations

• 2018-04-18 → 2024-05-15
  Virtue Capital Management, Llc
  Paoli, PA
  Berwyn, PA
  Brentwood, TN
• 2015-02-12 → 2018-04-19
  Horter Investment Management, Llc
  Berwyn, PA
  Cincinnati, OH
• 2009-07-23 → 2014-12-31
  Integrity Alliance, Llc.
  Berwyn, PA
  Urbandale, IA
  Urbandale, IA
  Berwyn, PA
• 2006-06-30 → 2009-07-27
  On Investment Management Co
  Berwyn, PA

Other Businesses

FALCO INSURANCE SERVICES, Title: OWNER, Description: INSURANCE/ANNUITY, Start Date: 06-15-2025, Address: 1500 E. LANCASTER AVE., SUITE 100, PAOLI, PA 10301, Investment-related? NO, Hours per month: 150, During trading hours: 150, all hours conducted when acting under the DBA Falco Wealth Management FALCO TAX SERVICES, Title: OWNER, Description: SALES AND TAX PREPARATION, Start Date: 06-15-1962, Address: 1500 E. LANCASTER AVE., SUITE 100, PAOLI, PA 10301, Investment-related? NO, Hours per month: 20, During trading hours: 20, all hours conducted when acting under the DBA Falco Wealth Management

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-05-12
• S63 Uniform Securities Agent State Law Examination
  1983-08-26

Other Names

• Mike Falco