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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-11-21 |
| CT | RA | APPROVED | 2011-06-15 |
Branch Locations
767 5Th Ave 33Rd Fl [Y2-Rbo], New York, NY 10153 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, N.A. | New York | NY | 10/2009 | Present |
| Wells Fargo Advisors Llc | New York | NY | 11/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | New York | NY | 11/2016 | Present |
DUCKS UNLIMITED OF CONNECTICUT, INVT RELATED, MEMPHIS, TX, TREASURER, START DATE 6/1/2016, 1 HR PER MONTH, 0 HRS DURING TRADING, ATTENDING MEETINGS, SIGNING CHECKS FOR EXPENSES, MAKING DEPOSITS. THE CAMP FIRE CLUB OF AMERICA, INVT RELATED, CHAPPAQUA, NY, FINANCE/ENDOWMENT COMMITTEE MEMBER, START DATE 1/1/2022, 1 HR PER MONTH, 0 HRS DURING TRADING, ATTENDING MEETINGS, REVIEW FINANCIAL REPORTS AND DISCUSS FUNDRAISING STRATEGY. CO- POA FOR FRIEND;INV RELATED; PALM BEACH,FL; POA; START DATE: 08/01/2025; 1 HRS PER MONTH; 1 HRS DURING TRADING;|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-06-23 |
| S63 | Uniform Securities Agent State Law Examination | 1984-08-20 |
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