Best Investors Account Sign in

Scott Anderson Salisbury

Wells Fargo Clearing Services, LLC

New York, NY

CRD 1156319

Claim This Profile
Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-11-21
CT RA APPROVED 2011-06-15
  • NY RA
    APPROVED
    Since 2021-11-21
  • CT RA
    APPROVED
    Since 2011-06-15

Branch Locations

767 5Th Ave 33Rd Fl [Y2-Rbo], New York, NY 10153 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, N.A. New York NY 10/2009 Present
Wells Fargo Advisors Llc New York NY 11/2009 11/2016
Wells Fargo Clearing Services, Llc New York NY 11/2016 Present
  • 10/2009 → Present
    Wells Fargo Bank, N.A.
    New York, NY
  • 11/2009 → 11/2016
    Wells Fargo Advisors Llc
    New York, NY
  • 11/2016 → Present
    New York, NY
Previous Registrations
  • 2009-06-24 → 2009-10-30
    Wells Fargo Investments, Llc
    New York, NY
Other Businesses

DUCKS UNLIMITED OF CONNECTICUT, INVT RELATED, MEMPHIS, TX, TREASURER, START DATE 6/1/2016, 1 HR PER MONTH, 0 HRS DURING TRADING, ATTENDING MEETINGS, SIGNING CHECKS FOR EXPENSES, MAKING DEPOSITS. THE CAMP FIRE CLUB OF AMERICA, INVT RELATED, CHAPPAQUA, NY, FINANCE/ENDOWMENT COMMITTEE MEMBER, START DATE 1/1/2022, 1 HR PER MONTH, 0 HRS DURING TRADING, ATTENDING MEETINGS, REVIEW FINANCIAL REPORTS AND DISCUSS FUNDRAISING STRATEGY. CO- POA FOR FRIEND;INV RELATED; PALM BEACH,FL; POA; START DATE: 08/01/2025; 1 HRS PER MONTH; 1 HRS DURING TRADING;|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-06-23
S63 Uniform Securities Agent State Law Examination 1984-08-20
  • S66 Uniform Combined State Law Examination
    2009-06-23
  • S63 Uniform Securities Agent State Law Examination
    1984-08-20
Other Names
  • Scott A Salisbury
  • Scott A Salisbury

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in New York, NY

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor