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David Arnold Scott

LPl Financial LLC

San Diego, CA

Colleyville, TX

Colleyville, TX

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2025-11-05
TX RA APPROVED 2025-06-25
  • MD RA
    APPROVED
    Since 2025-11-05
  • TX RA
    APPROVED
    Since 2025-06-25

Branch Locations

4707 Executive Dr, San Diego, CA 92121-3091 • United States

6704 Pleasant Run Rd, Colleyville, TX 76034 • United States

Colleyville, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Colleyville TX 06/2014 09/2019
Cambridge Investment Research Advisors, Inc Fairfield IA 09/2019 06/2025
Cambridge Investment Research, Inc. Fairfield IA 09/2019 06/2025
Lpl Financial Colleyville TX 06/2025 Present
Previous Registrations
  • 2019-09-17 → 2025-07-01
    Cambridge Investment Research Advisors, Inc.
    Colleyville, TX
  • 2014-06-06 → 2019-10-08
    Lpl Financial Llc
    Colleyville, TX
    Fort Mill, SC
    Flower Mound, TX
    Highland Village, TX
    Colleyville, TX
  • 2005-12-06 → 2014-06-17
    Msi Financial Services, Inc.
    Dallas, TX
    Colleyville, TX
    Dallas, TX
    Springfield, MA
    Springfield, MA
    Dallas, TX
  • 1986-05-09 → 2006-01-12
    Metlife Investment Fund Services Llc
    Irving, TX
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-10-02
  • S63 Uniform Securities Agent State Law Examination
    1984-10-02
Other Names
  • Dave Scott
  • David Arnold Scott
  • David Scott

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
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CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
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