David Cummings Donaldson

Employer firm

Essex Financial Services, Inc. CRD 127549

$4.17B regulatory AUM 1 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2010 → Present
  Essex Financial Services
  Essex, CT

Previous Registrations

• 2009-11-17 → 2010-02-19
  Td Wealth Management Services Inc.
  Berlin, CT
  Wethersfield, CT
  Mansfield, CT
• 2003-03-04 → 2009-11-17
  Cetera Investment Services Llc
  Berlin, CT
  Wethersfield, CT
• 2001-05-30 → 2003-03-06
  National Planning Corporation
  New Britain, CT

Other Businesses

1) Insurance Agent for Essex Financial Services Inc - 3/2010 - 176 Westbrook Rd, Essex CT 06426 - Life insurance/fixed annuity sales - Not Inv Rel - Insurance Business - less than 10 hrs/mo; less than 10 hrs/mo (during trading hours). 2) Farmington River Watershed Association - President & authorized signer/control person on association's investment accounts- 5-10 hours per month - non-investment related

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-01-12
• S63 Uniform Securities Agent State Law Examination
  1983-08-03

Other Names

• David Cummings Donaldson