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176 Westbrook Road, Essex, CT 06426 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2010-03-02 |
Branch Locations
176 Westbrook Road, Essex, CT 06426 • United States
10 Waterside Dr, Suite 100, Farmington, CT 06032 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Essex Financial Services | Essex | CT | 03/2010 | Present |
1) Insurance Agent for Essex Financial Services Inc - 3/2010 - 176 Westbrook Rd, Essex CT 06426 - Life insurance/fixed annuity sales - Not Inv Rel - Insurance Business - less than 10 hrs/mo; less than 10 hrs/mo (during trading hours). 2) Farmington River Watershed Association - President & authorized signer/control person on association's investment accounts- 5-10 hours per month - non-investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-01-12 |
| S63 | Uniform Securities Agent State Law Examination | 1983-08-03 |
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