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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2009-10-21
TX RA APPROVED_RES 2009-01-02
  • LA RA
    APPROVED
    Since 2009-10-21
  • TX RA
    APPROVED_RES
    Since 2009-01-02

Branch Locations

5422 Superior Drive Suite D, Baton Rouge, LA 70816 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Baton Rouge LA 06/1983 Present
Raymond James Financial Services Advisors, Inc Baton Rouge LA 01/2009 Present
Financial Service Corporation Baton Rouge LA 07/1986 Present
Other Businesses

(1) Name of Business: "Baby Glencoe" Rental House Address: 9616 Highway 68, Jackson , LA, 70748, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 01/01/2014 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (2) Name of Business: Financial Service Corp of Baton Rouge Address: 5422 Superior Drive, Suite D, Baton Rouge LA, Baton Rouge, LA, 70816, United States Activity Type: Non-variable Insurance Position/Title: Owner Investment Related: Yes Start Date: 08/08/2007 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: owner (3) Name of Business: Financial Service Corporation Address: 5422 Superior Dr Ste D, Baton Rouge, LA, 70816, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 07/01/1986 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 11-20 Description of duties: Treasurer.this entity is a business support company (C Corporation) for Branch 77K (4) Name of Business: Morris NOLA LLC Address: 9616 Highway 68, Jackson, LA, 70748, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 12/22/2016 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My wife and I purchased a 2nd home. we have established an LLC to hold this asset. It will not be rental property. (5) Name of Business: Morris Superior/Market Office Building Address: 5422 Superior Drive, Ste D Baton Rouge, LA, Baton Rouge, LA, 70816, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 12/09/2005 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties:

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-06-05
  • S63 Uniform Securities Agent State Law Examination
    1992-06-05
Other Names
  • Chuck Morris

View on SEC IAPD

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