Karen J Winfrey-Leake

Employer firm

Sanctuary Advisors, LLC CRD 226606

$34.9B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2003 → 03/2017
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 04/2017 → 12/2022
  Bruderman Brothers Llc
  Suffern, NY
• 04/2017 → 12/2022
  Bruderman Asset Management Llc
  Suffern, NY
• 12/2022 → Present
  Sanctuary Securities, Inc.
  New York, NY
• 12/2022 → Present
  Sanctuary Advisors, Llc
  New York, NY

Previous Registrations

• 2017-04-06 → 2022-12-31
  Gary Goldberg Planning Services
  Locust Valley, NY
• 2003-05-27 → 2017-04-04
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
  New York, NY

Other Businesses

1) Name: KWINFREY ARTS Position: SOLE PROPRIETOR Nature: SALES AND MARKETING OF ARTS CREATED BY KAREN WINFREY-LEAKE INCLUDING PHOTOGRAPHY, GELL PEN, CRAYON, AND GELL PEN DRAWINGS, AND TEXT AND WRITINGS .Investment Related: No Hours: 12 Securities Trading Hours: 0 Start Date: 01/01/2020 Address: 788 RIVERSIDE DR APT 6A, NEW YORK NY 10032, United States Description: ALL DUTIES OF SOLE PROPRIETORSHIP FOR SMALL BUSINESS 2) Name: KWINFREY DJ Position: DISC JOCKEY OF MUSIC Nature: MUSIC DISC JOCKEY (DJ) ON INTERNET OR TRADITIONAL RADIO AND/OR FOR EVENTS. Investment Related: No Hours: 12 Securities Trading Hours: 0 Start Date: 01/01/2021 Address: 788 RIVERSIDE DR APT 6A, NEW YORK NY 10032, United States Description: ALL DUTIES/RESPONSIBILITIES OF SMALL BUSINESS OWNER 3) Name: KWINFREY LECTURES Position: LECTURER Nature: LECTURER ON TOPIC: HAVING A SUCCESSFUL WALL ST CAREER Investment Related: No Hours: 12 Securities Trading Hours: 0 Start Date: 01/01/2021 Address: 788 RIVERSIDE DR APT 6A, NEW YORK NY 10032, United States Description: ALL DUTIES/RESPONSIBILITIES OF SMALL BUSINESS OWNER 4) Name: KWINFREY PODCASTS Position: SOLE PROPRIETOR Nature: PODCASTER OF A PROGRAM ON INVESTMENT BASICS. (NO SPECIFIC INVESTMENT ADVICE NOR RECOMMENDATIONS GIVEN.) Investment Related: No Hours: 12 Securities Trading Hours: 0 Start Date: 01/01/2021 Address: 788 RIVERSIDE DR APT 6A, NEW YORK NY 10032, United States Description: ALL DUTIES/RESPONSIBILITIES OF SMALL BUSINESS OWNER 5( MAIN FRAME ARTS, LLC POSITION: MANAGING MEMBER NATURE: FOR PROFIT SALES AND MARKETING OF ART INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 10/07/2025 ADDRESS: 2660 BROADWAY #31, NEW YORK NY 10025, United States DESCRIPTION: ALL DUTIES OF SOLE PROPRIETORSHIP FOR A SMALL BUSINESS. KAREN WINFREY-LEAKE WILL MANAGE ALL ASPECTS OF BUSINESS FOR MAIN FRAME ARTS, LLC.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-05-08
• S63 Uniform Securities Agent State Law Examination
  1993-05-18

Other Names

• Karen Jane Winfrey