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Current Employers
Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-10-12
TX RA APPROVED_RES 2020-09-04
MA RA APPROVED 2017-06-02
  • NY RA
    APPROVED
    Since 2022-10-12
  • TX RA
    APPROVED_RES
    Since 2020-09-04
  • MA RA
    APPROVED
    Since 2017-06-02

Branch Locations

36 Washington Street Suite 80, Wellesley, MA 02481 • United States

One Orange Way B1S, Windsor, CT 06095 • United States

Ashland, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors Braintree MA 09/2014 Present
  • 09/2014 → Present
    Voya Financial Advisors
    Braintree, MA
Other Businesses

NAME OF ENTITY: Independent Insurance Agent; Yes; 36 Washington st suite 80; Wellesley Hills; MA; 02481; Fixed Insurance; Independent Insurance Agent; 12/1/2021; 160; 160; SALE OF FIXED INSURANCE PRODUCTS|

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-13
S63 Uniform Securities Agent State Law Examination 1984-12-13
  • S65 Uniform Investment Adviser Law Examination
    1999-12-13
  • S63 Uniform Securities Agent State Law Examination
    1984-12-13
Other Names
  • Dave Nathanson
  • David S Nathanson

View on SEC IAPD

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