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Frank Dennis Cummings

Equitable Advisors, LLC

Boca Raton, FL

West Palm Beach, FL

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-06-26
FL RA APPROVED 2003-08-13
  • TX RA
    APPROVED_RES
    Since 2020-06-26
  • FL RA
    APPROVED
    Since 2003-08-13

Branch Locations

2255 Glades Road Suite 412E, Boca Raton, FL 33431 • United States

West Palm Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 11/2002 06/2020
Equitable Advisors, Llc New York NY 11/2002 Present
Other Businesses

INSURANCE SALES THROUGH VARIOUS COMPANIES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-08-06
  • S66 Uniform Combined State Law Examination
    2003-08-06
Other Names
  • Frank D Cummings

View on SEC IAPD

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Other Offices

SUN CAPITAL ADVISORS, L.P. · BOCA RATON, FL
AMERIPRISE FINANCIAL SERVICES, LLC · BOCA RATON, FL
HIGHTOWER ADVISORS, LLC · Boca Raton, FL
ISAM FUNDS (USA) LLC · BOCA RATON, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL

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