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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-11-02 |
Branch Locations
8380 Warren Parkway Suite 303, Frisco, TX 75034 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Aetna Life & Casualty | Dallas | TX | 07/1973 | Present |
| Self Employed | Frisco | TX | 09/1973 | Present |
| Lifelock, Inc | Tempe | AZ | 06/2015 | Present |
| Netcare Now, Inc | Plano | TX | 01/2016 | Present |
| Signator Investors, Inc. | Frisco | TX | 05/2016 | 11/2018 |
| Royal Alliance Associates, Inc. | Frisco | TX | 11/2018 | Present |
1) EQUITY INDEXED ANNUITY PRODUCTS AND SALES 2) S.W.A.T. / SPORTS WORLD AGAINST TRAFFICKING POSITION: Advisory Council Member NATURE: 501(3)C Non-Profit Organization INVESTMENT RELATED: No NUMBER OF HOURS: 7 SECURITIES TRADING HOURS: 2 START DATE: 09/03/2019 ADDRESS: 7901 4th Street North, #300, St. Petersburg FL 33701 DESCRIPTION: Attend meetings occasionally. Help promote S.W.A.T. in its mission to fight human trafficking. 3) NORTON LIFELOCK POSITION: Broker/Sales Rep NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 06/15/2015 ADDRESS: 60 East Rio Salado Pkwy, Suite 1000, Tempe AZ 85281 DESCRIPTION: Contacting HR at companies and offering Norton LifeLock protection as a business solution to all employees on a voluntary basis or 100% paid by employer. Identity theft is a real risk in today's market. 4) GLEN BAKER INSURANCE AGENCY POSITION: Insurance Agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 09/01/1973 ADDRESS: 8380 Warren Pkwy, #303, Frisco TX 75034 DESCRIPTION: Sales/marketing of fixed annuities and non-variable insurance. 5) GLEN BAKER INSURANCE AGENCY POSITION: Financial Advisor NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/01/1973 ADDRESS: 8380 Warren Pkwy, #303, Frisco TX 75034 DESCRIPTION: Sales/marketing of securities, investment advisory and insurance products. 6) EPOQ/LAWASSURE POSITION: Broker NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 08/08/2017 ADDRESS: 82 Wendell Avenue, #100, Pittsfield MA 01201 DESCRIPTION: Broker/Sales of services of EPOQ / Law Assure to individuals, business, and employer groups. 7) IDENTITY GUARDIANS POSITION: Broker NATURE: Unknown INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 07/14/2017 ADDRESS: 7630 Plaza Court, Ste. 400, Willowbrook IL 60527 DESCRIPTION: Broker/Sales of Identity Guardians services of identity theft restoration and recovery services. 8) CHAPLAINCY MINISTRIES, INC. POSITION: Board Member NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/01/2009 ADDRESS: 7777 Forest Ln., Dallas TX 75230 DESCRIPTION: As a Board member, I attend monthly Board meetings and also provide input on the Chaplaincy annual golf tournaments. 9) KRICKEN LAW TRUST POSITION: Referral NATURE: He is an attorney that creates trust for my clients when needed. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 02/01/2025 ADDRESS: 4261 E. University Dr., Suite 30-261, Prosper TX 75078 DESCRIPTION: Referrals only.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-09-29 |
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