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John Randolph Ricketts

LPl Financial LLC

Adrian, MI

Blissfield, MI

CRD 1149137

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2017-11-29
  • MI RA
    APPROVED
    Since 2017-11-29

Branch Locations

3245 N Adrian Hwy Ste F, Adrian, MI 49221 • United States

204 E Jefferson St, Blissfield, MI 49228 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Centers Of America Adrian MI 11/2009 11/2017
Lpl Financial Llc Blissfield MI 11/2017 Present
  • 11/2009 → 11/2017
    Investment Centers Of America
    Adrian, MI
  • 11/2017 → Present
    Lpl Financial Llc
    Blissfield, MI
Previous Registrations
  • 2010-10-07 → 2017-12-06
    Investment Centers Of America, Inc.
    Adrian, MI
    Blissfield, MI
    Blissfield, MI
    Appleton, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-09-10
S63 Uniform Securities Agent State Law Examination 1984-07-23
  • S65 Uniform Investment Adviser Law Examination
    2010-09-10
  • S63 Uniform Securities Agent State Law Examination
    1984-07-23

View on SEC IAPD

Nearby Firms

EDWARD JONES
AMERIPRISE FINANCIAL SERVICES, LLC
SPC

Nearby Investors

AARON JOHN RICKETTS
COREY DANIEL ARNO
Lynette Foor

Nearby Offices

EDWARD JONES · ADRIAN, MI
AMERIPRISE FINANCIAL SERVICES, LLC · ADRIAN, MI
LPL FINANCIAL LLC · ADRIAN, MI

More in Adrian, MI

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