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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2017-11-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Adrian | MI | 01/2017 | 02/2017 |
| Evangelista & Associates | Ann Arbor | MI | 10/2016 | 01/2017 |
| Wfg Investments Inc. | Ann Arbor | MI | 07/2016 | 01/2017 |
| Investment Centers Of America, Inc. | Adrian | MI | 02/2017 | 11/2017 |
| Lpl Financial Llc | Adrian | MI | 11/2017 | Present |
1. 11/29/2017 - No Business Name - Not Investment Related - Other-Notary - Notary - Start Date 05/2017 - Time Spent 1%. 2. 9/5/2018 - Ricketts, Ricketts & Associates - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 02/27/2017 - 160 Hours Per Month/160 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-10-30 |
| S63 | Uniform Securities Agent State Law Examination | 2011-05-13 |
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